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Mobile Health in Psychiatry (426) Mobile Health (mhealth) (2939) Methods and New Tools in Mental Health Research (454)

Published on in Vol 9, No 10 (2022): October

Preprints (earlier versions) of this paper are available at https://preprints.jmir.org/preprint/37184, first published .
A Digital Intervention Using Daily Financial Incentives to Increase Medication Adherence in Severe Mental Illness: Single-Arm Longitudinal Pilot Study

A Digital Intervention Using Daily Financial Incentives to Increase Medication Adherence in Severe Mental Illness: Single-Arm Longitudinal Pilot Study

A Digital Intervention Using Daily Financial Incentives to Increase Medication Adherence in Severe Mental Illness: Single-Arm Longitudinal Pilot Study

Authors of this article:

Daniel Guinart1, 2, 3, 4, 5, 6 Author Orcid Image ;   Michael Sobolev1, 7 Author Orcid Image ;   Bhagyashree Patil1 Author Orcid Image ;   Megan Walsh1 Author Orcid Image ;   John M Kane1, 2 Author Orcid Image
Article Authors Cited by (5) Tweetations (5) Metrics

    Short Paper

    1Department of Psychiatry, The Zucker Hillside Hospital, Glen Oaks, NY, United States

    2Institute of Behavioral Science, The Feinstein Institutes for Medical Reseach, Manhasset, NY, United States

    3Department of Psychiatry and Molecular Medicine, Zucker School of Medicine at Hofstra/Northwell, Hempstead, NY, United States

    4Institut de Neuropsiquiatria i Addiccions, Parc de Salut Mar, Barcelona, Spain

    5Institut Hospital del Mar d'Investigacions Mèdiques, Barcelona, Spain

    6Centro de Investigación Biomédica en Red de Salud Mental, Barcelona, Spain

    7Cornell Tech, Cornell University, New York, NY, United States

    Corresponding Author:

    Daniel Guinart, MD, PhD

    Department of Psychiatry

    The Zucker Hillside Hospital

    75-59 263rd Street

    Glen Oaks, NY, 11004

    United States

    Phone: 1 7184704139

    Email: daniguinart@gmail.com


    Background: Medication nonadherence is prevalent in severe mental illness and is associated with multiple negative outcomes. Mobile technology and financial incentives show promise to improve medication adherence; however, studies in mental health, especially with oral medications, are lacking.

    Objective: The aim of this paper is to assess the feasibility and effectiveness of offering financial incentives through a mobile app based on behavioral economics principles to improve medication adherence in severe mental illness.

    Methods: A 10-week, single-arm longitudinal pilot study was conducted. Patients earned rewards in the context of app-based adherence incentives. The reward was split into biweekly payments made in increments of US $15, minus any US $2 per day penalties for missed check-ins. Time-varying effect modeling was used to summarize the patients’ response during the study.

    Results: A total of 25 patients were enrolled in this pilot study, of which 72% (n=18) were female, and 48% (n=12) were of a White racial background. Median age was 24 (Q1-Q3: 20.5-30) years. Participants were more frequently diagnosed with schizophrenia and related disorders (n=9, 36%), followed by major depressive disorder (n=8, 32%). App engagement and medication adherence in the first 2 weeks were higher than in the last 8 weeks of the study. At study endpoint, app engagement remained high (n=24, Z=–3.17; P<.001), but medication adherence was not different from baseline (n=24, Z=–0.59; P=.28).

    Conclusions: Financial incentives were effectively delivered using an app and led to high engagement throughout the study and a significantly increased medication adherence for 2 weeks. Leveraging behavioral economics and mobile health technology can increase medication adherence in the short term.

    Trial Registration: ClinicalTrials.gov NCT04191876; https://clinicaltrials.gov/ct2/show/NCT04191876

    JMIR Ment Health 2022;9(10):e37184

    doi:10.2196/37184

    Keywords

    antipsychotic; adherence; digital; mobile health; mHealth; financial incentives 


    Medication adherence is a challenge in all of medicine, as only an average of 50% of individuals affected by a chronic condition follow their care plan as prescribed [1]. In mental health, poor adherence is a significant public health challenge, fueled by chronicity, lack of insight, significant medication side effects, and other factors such as stigma and poor access to care [2-4]. Neuropsychiatric medication reduces the severity of serious mental illness and improves patient outcomes [5-9], but only for as long as the patient is adherent. Unfortunately, the rates of adherence to neuropsychiatric medication are far from optimal, which has been estimated to average 40%-50% for schizophrenia and bipolar disorder [10-13]. Similar rates are reported for major depressive disorder [14,15], with some studies reporting rates as low as 21% at 12 months, albeit with variations by drug type [16].

    Medication nonadherence has been associated with increased risk of relapse, violence, and legal problems; increased risk of suicide attempts; use of emergency services; and poor social and occupational functioning [17-23]. Recently, financial reinforcement interventions based on behavioral economic principles have emerged as a potential tool to enhance medication adherence in severe mental illness [24,25]. A very recent study explored the use of financial incentives to increase oral antidepressant adherence [26], and 2 studies have focused on antipsychotic medication [27,28], both limited to long-acting injectables. To our knowledge, no study to date has examined the effects of financial incentives on adherence to neuropsychiatric treatments including oral antipsychotic medication.

    For this project, we used an app that takes advantage of behavioral economics principles to increase adherence for patients with chronic diseases [29]. Mobile health technology can be designed to be persuasive and potentially increase medication adherence when coupled with incentives contingent on behavior [30,31]. The aim of this study was to assess the feasibility and effectiveness of offering financial incentives through an app to help improve adherence to oral medication in severe mental illness.


    Ethics Approval

    This study was carried out in accordance with the Declaration of Helsinki [32], and all participants provided written informed consent as approved by the local Institutional Review Board (IRB#190739).

    Study Design

    A 10-week, single-arm longitudinal pilot study was conducted (NCT04191876). Included were English-speaking patients 18-80 years old owning a smartphone and receiving treatment with psychotropic medication, with suspected or confirmed poor oral medication adherence. Patients were recruited from inpatient and outpatient units from a semiurban tertiary care facility that draws a representative racial or ethnic and sociodemographic mixture of eligible patients.

    After consent, patients were instructed to download the study app, assisted by a digital navigator when necessary. The app automatically prompts the participant to take their medication by generating a reminder at a preset time of day. Patients were instructed to take a photo of the medication in their hand, as prescribed by their doctor, and submit it through the app, which was considered as a check-in or engagement. Engagement was defined as the number of app check-ins. Additionally, all photo check-ins were manually reviewed and verified by the study personnel to ensure accuracy and estimate reliability. Adherence was calculated by dividing the number of pills collected by the app at every check-in by the total number of pills required to be taken and was monitored throughout the study. Baseline adherence in relation to the number of pills required to be taken was determined by subject self-reports at the time of enrollment, which were then confirmed on the health care system’s electronic medical records as well as administrative data from the Medicaid claims database when available. Medication changes occurring during the study period were taken into account, and the number of pills to be taken was adjusted accordingly.

    Patients were not compensated for participation in this project. They earned rewards in the context of adherence incentives based on successful check-ins. The reward was split into 5 biweekly payouts made in increments of US $15, minus any US $2 per day penalties for missed check-ins, up to a maximum reward of US $75 per participant over the study period. This incentive design is based on the loss aversion strategy, which has shown to be more powerful than gain-framed incentives in daily health behaviors such as physical activity [33] and smoking cessation [34].

    Data Analysis

    Measures of mean engagement and adherence were used to summarize patient’s response over the 10 weeks of the study using intercept-only time-varying effect modelling (TVEM) [35,36]. We selected intercept-only TVEM to summarize longitudinal trends with 95% confidence intervals. This approach uses a spline function to approximate the average change in engagement and adherence over time [37]. Wilcoxon signed-rank test were used to compare baseline adherence to 10-week engagement and 10-week adherence. Pearson correlations were conducted to assess the relationship between baseline adherence and number of prescribed pills. All statistical analyses were performed using the R software, version 4.0.5 (The R Foundation).


    A total of 25 patients were enrolled in this pilot study between January and July 2020 (Figure 1); 72% (n=18) were female, and a majority were of a White racial background (n=12, 48%), followed by Black (n=6, 24%) and Asian (n=4, 16%). Median age was 24 years (Q1-Q3: 20.5-30). The participants were diagnosed with schizophrenia and related disorders (n=9, 36%), followed by major depressive disorder (n=8, 32%). Detailed characteristics of the patient sample are included in Table 1.

    Treatment regime for each study participant is described in Multimedia Appendix 1. Study participants received treatment with a variety of oral antipsychotics, antidepressants, and mood stabilizers. The number of prescribed pills taken per day per subject varied from a minimum of 1 per day to a maximum of 9 per day (mean 2.82, SD 1.99). This measure did not correlate with baseline adherence (r=0.01).

    Engagement and adherence were generally higher than baseline adherence but fluctuated throughout the study period (Figure 2). At study endpoint, engagement was higher compared to baseline (n=24, Z=–3.17; P<.001) but adherence was not different from baseline (n=24, Z=–0.59; P=.28). One study participant was removed from this analysis as the app was not downloaded. We conducted an additional sensitivity analysis including only those who finished participation (n=16), but the results remained unchanged for engagement (n=16, Z=–2.22; P=.01) and adherence (n=16, Z=–0.66; P=.25).

    We additionally conducted a TVEM to understand how engagement and adherence change over time, showing significantly higher engagement and adherence in the first 2 weeks compared with the last 8 weeks of the study (Figure 3).

    ‎
    Figure 1. CONSORT (Consolidated Standards of Reporting Trials) flow diagram.
    View this figure
    Table 1. Sociodemographic characteristics of the patient sample (N=25).
    VariableValue
    Age (years), mean (Q1-Q3)24 (20.5-30)
    Sex, n (%)

    		Female18 (72)

    		Male7 (28)
    Race, n (%)

    		White12 (48)

    		Black or African American6 (24)

    		Asian4 (16)

    		Mixed or other3 (12)
    Primary diagnosis, n (%)

    		Schizophrenia and related disorders9 (36)

    		Major depressive disorder8 (32)

    		Bipolar disorder4 (16)

    		Schizoaffective disorder2 (8)

    		Other2 (8)
    Marital status, n (%)

    		Single20 (80)

    		Married4 (16)

    		Divorced or separated1 (4)
    Education status, n (%)

    		Some college11 (44)

    		High school5 (20)

    		College graduate3 (12)

    		Master’s degree2 (8)

    		Some master’s2 (8)

    		Unfinished high school2 (8)
    Employment status, n (%)

    		Unemployed15 (60)

    		Employed10 (40)

    		Retired0 (0)

    		Disabled0 (0)
    Insurance type, n (%)

    		Private16 (64)

    		Medicaid or Medicare9 (36)
    ‎
    Figure 2. Summary measures of adherence and engagement throughout the 10-week study period. Blue dotted line represents mean baseline adherence of the sample.
    View this figure
    ‎
    Figure 3. Time-varying effect model (TVEM) of engagement and adherence over time, plotting the estimated coefficient function for both engagement and adherence (solid line) with approximation of 95% confidence interval (dotted line) for the proportion at each time point (week).
    View this figure

    In this pilot study, we show that financial incentives can be effectively delivered through an app in severe mental illness. We found that small financial incentives increased medication adherence during the initial 2 weeks of our follow-up period, yet this increase was not maintained at study endpoint.

    Our findings add to previous studies showing great potential for behavioral economics-based financial incentives to impact patient outcomes in severe mental illness including medication adherence [24,25]; however, we additionally show that such incentives can be remotely delivered through an app, which allows real-time measures of engagement and adherence, thus paving the way for future studies to evaluate the efficacy different types of incentives or incentive combinations but also for clinicians to access daily adherence data, which could prompt specific interventions if nonadherence is detected.

    Despite this study involving financial incentives, attrition was relatively high. This finding could relate to the amount of the incentive, lower than other recently published meta-analysis exploring strategies to incentivize medication adherence in the context of substance use disorders, reporting mean maximum daily earnings of over US $10 [38]. Alternatively, perhaps loss aversion strategies may be less effective in severe mental illness compared with traditional gain-framed incentives. Recent studies evaluating financial incentives to enhance adherence to oral treatment in depression show that escalating amounts up to US 7$ a day was more effective than de-escalating incentives or control groups [26]. Nonetheless, it is also possible that participants took some medications outside of their specific check-in window; therefore, pill count in each check-in photo may not truly capture all the medications an individual took that day, underestimating incentive effects. Lastly, specific app features could have influenced the results as well. Future study designs should include higher or escalating incentives, a larger sample size, an active control group, and additional measures of adherence.

    The results should be interpreted with caution, as a pre-post single-arm study lacks control group and randomization, and factors unrelated to the intervention itself could be partially responsible for the differences detected. Nonetheless, this design can inform about the feasibility of offering financial incentives via an app to enhance medication adherence in severe mental illness. Engagement remained high during the initial 2 weeks of the study and was stable afterward, improving generally reported mental health app engagement rates [39]. Second, baseline measures of adherence were self-reported and thus subject to possible inaccuracies. However, chart and database reviews were conducted to confirm patient reports. Lastly, clinical outcomes were not measured, which is relevant as enhanced adherence may not necessarily reflect improved clinical outcomes [40].

    In summary, financial incentives can be effectively delivered using an app. Leveraging behavioral economics and mobile health technology can increase medication adherence in the short term while maintaining high app engagement.

    Acknowledgments

    We thank the patients who took the time to participate in our study in such challenging times.

    Conflicts of Interest

    DG has been a consultant for and has received speaker honoraria from Otsuka America Pharmaceuticals, Janssen Pharmaceuticals, Lundbeck and Teva. JMK has been a consultant and advisor for or has received honoraria from Alkermes, Allergan, LB Pharmaceuticals, H Lundbeck, Intracellular Therapies, Janssen Pharmaceuticals, Johnson and Johnson, Merck, Minerva, Neurocrine, Newron, Otsuka, Pierre Fabre, Reviva, Roche, Sumitomo Dainippon, Sunovion, Takeda, Teva, and UpToDate, and is a shareholder in LB Pharmaceuticals and Vanguard Research Group. MS, BP, and MW declare no conflicts of interest.

    ‎
    Multimedia Appendix 1

    Supplementary Table 1.

    DOCX File , 25 KB
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    TVEM: time-varying effect modeling

    Edited by J Torous; submitted 10.02.22; peer-reviewed by T Wang, H Zhu; comments to author 26.05.22; revised version received 21.07.22; accepted 03.08.22; published 12.10.22

    Copyright

    ©Daniel Guinart, Michael Sobolev, Bhagyashree Patil, Megan Walsh, John M Kane. Originally published in JMIR Mental Health (https://mental.jmir.org), 12.10.2022.

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